UK AIFM forms

We list the forms UK AIFMs need in order to vary permissions, submit applications, notifications and make other changes.

Full-scope UK AIFMs: variation of permission

Full-scope UK AIFMs: variation of permission

Full-scope UK AIFMs: new entities

Full-scope UK AIFMs: new entities

Marketing

Marketing

Management passports

Management passports

Small authorised UK AIFMs: variation of permission

Small authorised UK AIFMs: variation of permission

Variation of Permission (VoP) form for small authorised UK AIFMs[10]
Schedule of AIFs for small authorised UK AIFMs, including notes for the completion of the form[11]

Small authorised UK AIFMs: new entities

Small authorised UK AIFMs: new entities

Small registered UK AIFMs application

Small registered UK AIFMs application

Application for entry on register of small registered UK AIFMs[12]
Schedule of AIFs for small registered UK AIFMs, including notes for the completion of the form[13] (please complete the AIFs tab)

Notifications of change

Notifications of change

Previous page

AIFMD UK[22]

Next page

Sub-threshold firm notifications[23]

28/08/2024 : Link changed broken links updated

08/02/2023 : Editorial amendment page update as part of website refresh

07/10/2022 : Link changed RSEF and RVECA management and marketing notification

First published: 08/06/2016 Last updated: 28/08/2024 See all updates

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Source URL: https://stager.fcatest.org.uk/firms/aifmd/uk-aifm/forms

Links

[1] https://stager.fcatest.org.uk/firms/aifmd/uk-aifm/forms
[2] https://stager.fcatest.org.uk/publication/forms/aifmd-full-scope-vop-form.doc
[3] https://stager.fcatest.org.uk/publication/forms/aif-schedule-full-scope-aifm.xlsx
[4] https://stager.fcatest.org.uk/publication/forms/fund-3-2-2r-disclosure-checklist.docx
[5] https://stager.fcatest.org.uk/firms/authorisation/wholesale-markets
[6] https://stager.fcatest.org.uk/publication/forms/aifmd-marketing-notification.doc
[7] https://stager.fcatest.org.uk/publication/other/aifmd-marketing-annex-1.doc
[8] https://stager.fcatest.org.uk/publication/other/aifmd-marketing-annex-2.doc
[9] https://stager.fcatest.org.uk/publication/other/aifmd-marketing-letter-template-mark-up.dot
[10] https://stager.fcatest.org.uk/publication/forms/fsma-branch-passport-form.doc
[11] https://stager.fcatest.org.uk/publication/forms/aifmd-management-services-passport-form.doc
[12] https://stager.fcatest.org.uk/publication/forms/aifmd-small-authorised-vop-form.doc
[13] https://stager.fcatest.org.uk/publication/forms/aif-schedule-small-authorised-aifm.xlsx
[14] https://stager.fcatest.org.uk/publication/forms/aifmd-small-registered-form.doc
[15] https://stager.fcatest.org.uk/publication/forms/aif-schedule-small-registered-aifm.xlsx
[16] https://www.handbook.fca.org.uk/form/sup/sup15_annex6a_20200101.pdf
[17] https://www.handbook.fca.org.uk/form/sup/sup15_annex6c_20200101.pdf
[18] https://stager.fcatest.org.uk/publication/forms/notification-of-major-holdings.doc
[19] https://stager.fcatest.org.uk/publication/forms/notice-of-aifmd-delegation.doc
[20] https://www.handbook.fca.org.uk/form/sup/sup15_annex6d_20200101.pdf
[21] https://www.handbook.fca.org.uk/form/sup/sup15_annex6f_20220128.pdf
[22] https://stager.fcatest.org.uk/publication/forms/small-registered-aifm-change-form.docx
[23] https://stager.fcatest.org.uk/publication/forms/notification-of-senior-person-amendments-or-removal.docx
[24] https://stager.fcatest.org.uk/firms/aifmd-uk
[25] https://stager.fcatest.org.uk/firms/aifmd/notifications/sub-aum-thresholds
[26] https://stager.fcatest.org.uk/firms/aifmd/apply-authorised-aifm
[27] https://stager.fcatest.org.uk/firms/aifmd/uk-aifm/full-scope-apply
[28] https://stager.fcatest.org.uk/firms/aifmd/uk-aifm/apply
[29] https://stager.fcatest.org.uk/firms/aifmd/uk-aifm/marketing